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  • Answer Upon - Are Regulators Trying to Set Prices?

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    Is The Securities and Exchange Commission trying to regulate price control? It appears that they are as they develop more rules and regulations on how the securities industries may charge their customers and the type of disclosures that must be made. Is it really the SEC's job to regulate prices? What happened to free markets and why should the government intervene in something they clearly do not understand?

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    Although the rules and regulations have changed at an alarming rate in the last four years since Sarbanes-Oxley they can't keep up with all the new changes that the industry is making in the marketplace nor should they try. When they make one rule all they have really done is given them selves job security to keep making rules upon the rules that they have already made.

    We need de-regulation of the securities industry because the overregulat

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